Business Transition

Assuring a smooth transition of your business to MMLISI is your top priority - and ours, too. To do this, MMLISI has a thorough, established procedure for making sure that nothing is missed as you begin your career with us.

As you transition your business, MMLISI and your local MassMutual General Agent will help you:

• Examine your current product mix and offerings.
• Plan the timing of your transition.
• Complete all licensing requirements and paperwork.
• Complete dealer change paperwork for all client accounts.
• Transfer all eligible client securities brokerage accounts.
• Transfer all eligible Corporate RIA products (if you will be affiliated with MMLISI's Corporate RIA).
• If qualified, prepare you to offer financial planning and investment consulting services through the Corporate RIA.

MMLISI will guide you through the often difficult tasks of account transfer, licensing and compliance to make sure that your transition is as smooth as possible.

To locate a MassMutual Agency in your area, use the "Locate an Office" tool on MassMutual.com.

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